lv_section6510_0408347
Federal Emergency Management Agency, DHS §65.10
occurred in the flood plain since the ex-
isting floodway was developed. If the
original hydraulic computer model is
not available, an alternate hydraulic
computer model may be used provided
the alternate model has been cali-
brated so as to reproduce the original
water surface profile of the original hy-
draulic computer model. The alternate
model must be then modified to in-
clude all encroachments that have oc-
curred since the existing floodway was
developed.
(ii) The floodway analysis must be
performed with the modified computer
model using the desired floodway lim-
its.
(iii) The floodway limits must be set
so that combined effects of the past en-
croachments and the new floodway
limits do not increase the effective
base flood elevations by more than the
amount specified in §60.3(d)(2). Copies
of the input and output data from the
original and modified computer models
must be submitted.
(3) Delineation of the revised
floodway on a copy of the effective
NFIP map and a suitable topographic
map.
(d) Certification requirements. All anal-
yses submitted shall be certified by a
registered professional engineer. All
topographic data shall be certified by a
registered professional engineer or li-
censed land surveyor. Certifications
are subject to the definition given at
§65.2 of this subchapter.
(e) Submission procedures. All requests
that involve changes to floodways shall
be submitted to the appropriate FEMA
Regional Office servicing the commu-
nity’s geographic area.
[51 FR 30315, Aug. 25, 1986]
§65.8 Review of proposed projects.
A community, or an individual
through the community, may request
FEMA’s comments on whether a pro-
posed project, if built as proposed,
would justify a map revision. FEMA’s
comments will be issued in the form of
a letter, termed a Conditional Letter of
Map Revision, in accordance with 44
CFR part 72. The data required to sup-
port such requests are the same as
those required for final revisions under
§§65.5, 65.6, and 65.7, except as-built cer-
tification is not required. All such re-
quests shall be submitted to the FEMA
Headquarters Office in Washington,
DC, and shall be accompanied by the
appropriate payment, in accordance
with 44 CFR part 72.
[62 FR 5736, Feb. 6, 1997]
§65.9 Review and response by the Ad-
ministrator.
If any questions or problems arise
during review, FEMA will consult the
Chief Executive Officer of the commu-
nity (CEO), the community official des-
ignated by the CEO, and/or the re-
quester for resolution. Upon receipt of
a revision request, the Administrator
shall mail an acknowledgment of re-
ceipt of such request to the CEO. With-
in 90 days of receiving the request with
all necessary information, the Admin-
istrator shall notify the CEO of one or
more of the following:
(a) The effective map(s) shall not be
modified;
(b) The base flood elevations on the
effective FIRM shall be modified and
new base flood elevations shall be es-
tablished under the provisions of part
67 of this subchapter;
(c) The changes requested are ap-
proved and the map(s) amended by Let-
ter of Map Revision (LOMR);
(d) The changes requested are ap-
proved and a revised map(s) will be
printed and distributed;
(e) The changes requested are not of
such a significant nature as to warrant
a reissuance or revision of the flood in-
surance study or maps and will be de-
ferred until such time as a significant
change occurs;
(f) An additional 90 days is required
to evaluate the scientific or technical
data submitted; or
(g) Additional data are required to
support the revision request.
(h) The required payment has not
been submitted in accordance with 44
CFR part 72, no review will be con-
ducted and no determination will be
issued until payment is received.
[51 FR 30315, Aug. 25, 1986; 61 FR 46331, Aug.
30, 1996, as amended at 62 FR 5736, Feb. 6,
1997]
§65.10 Mapping of areas protected by
levee systems.
(a) General. For purposes of the NFIP,
FEMA will only recognize in its flood
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348
44 CFR Ch. I (10–1–06 Edition) §65.10
hazard and risk mapping effort those
levee systems that meet, and continue
to meet, minimum design, operation,
and maintenance standards that are
consistent with the level of protection
sought through the comprehensive
flood plain management criteria estab-
lished by §60.3 of this subchapter. Ac-
cordingly, this section describes the
types of information FEMA needs to
recognize, on NFIP maps, that a levee
system provides protection from the
base flood. This information must be
supplied to FEMA by the community
or other party seeking recognition of
such a levee system at the time a flood
risk study or restudy is conducted,
when a map revision under the provi-
sions of part 65 of this subchapter is
sought based on a levee system, and
upon request by the Administrator dur-
ing the review of previously recognized
structures. The FEMA review will be
for the sole purpose of establishing ap-
propriate risk zone determinations for
NFIP maps and shall not constitute a
determination by FEMA as to how a
structure or system will perform in a
flood event.
(b) Design criteria. For levees to be
recognized by FEMA, evidence that
adequate design and operation and
maintenance systems are in place to
provide reasonable assurance that pro-
tection from the base flood exists must
be provided. The following require-
ments must be met:
(1) Freeboard. (i) Riverine levees must
provide a minimum freeboard of three
feet above the water-surface level of
the base flood. An additional one foot
above the minimum is required within
100 feet in either side of structures
(such as bridges) riverward of the levee
or wherever the flow is constricted. An
additional one-half foot above the min-
imum at the upstream end of the levee,
tapering to not less than the minimum
at the downstream end of the levee, is
also required.
(ii) Occasionally, exceptions to the
minimum riverine freeboard require-
ment described in paragraph (b)(1)(i) of
this section, may be approved. Appro-
priate engineering analyses dem-
onstrating adequate protection with a
lesser freeboard must be submitted to
support a request for such an excep-
tion. The material presented must
evaluate the uncertainty in the esti-
mated base flood elevation profile and
include, but not necessarily be limited
to an assessment of statistical con-
fidence limits of the 100-year discharge;
changes in stage-discharge relation-
ships; and the sources, potential, and
magnitude of debris, sediment, and ice
accumulation. It must be also shown
that the levee will remain structurally
stable during the base flood when such
additional loading considerations are
imposed. Under no circumstances will
freeboard of less than two feet be ac-
cepted.
(iii) For coastal levees, the freeboard
must be established at one foot above
the height of the one percent wave or
the maximum wave runup (whichever
is greater) associated with the 100-year
stillwater surge elevation at the site.
(iv) Occasionally, exceptions to the
minimum coastal levee freeboard re-
quirement described in paragraph
(b)(1)(iii) of this section, may be ap-
proved. Appropriate engineering anal-
yses demonstrating adequate protec-
tion with a lesser freeboard must be
submitted to support a request for such
an exception. The material presented
must evaluate the uncertainty in the
estimated base flood loading condi-
tions. Particular emphasis must be
placed on the effects of wave attack
and overtopping on the stability of the
levee. Under no circumstances, how-
ever, will a freeboard of less than two
feet above the 100-year stillwater surge
elevation be accepted.
(2) Closures. All openings must be pro-
vided with closure devices that are
structural parts of the system during
operation and design according to
sound engineering practice.
(3) Embankment protection. Engineer-
ing analyses must be submitted that
demonstrate that no appreciable ero-
sion of the levee embankment can be
expected during the base flood, as a re-
sult of either currents or waves, and
that anticipated erosion will not result
in failure of the levee embankment or
foundation directly or indirectly
through reduction of the seepage path
and subsequent instability. The factors
to be addressed in such analyses in-
clude, but are not limited to: Expected
flow velocities (especially in con-
stricted areas); expected wind and wave
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349
Federal Emergency Management Agency, DHS §65.10
action; ice loading; impact of debris;
slope protection techniques; duration
of flooding at various stages and ve-
locities; embankment and foundation
materials; levee alignment, bends, and
transitions; and levee side slopes.
(4) Embankment and foundation sta-
bility. Engineering analyses that evalu-
ate levee embankment stability must
be submitted. The analyses provided
shall evaluate expected seepage during
loading conditions associated with the
base flood and shall demonstrate that
seepage into or through the levee foun-
dation and embankment will not jeop-
ardize embankment or foundation sta-
bility. An alternative analysis dem-
onstrating that the levee is designed
and constructed for stability against
loading conditions for Case IV as de-
fined in the U.S. Army Corps of Engi-
neers (COE) manual, ‘‘Design and Con-
struction of Levees’’ (EM 1110–2–1913,
Chapter 6, Section II), may be used.
The factors that shall be addressed in
the analyses include: Depth of flooding,
duration of flooding, embankment ge-
ometry and length of seepage path at
critical locations, embankment and
foundation materials, embankment
compaction, penetrations, other design
factors affecting seepage (such as
drainage layers), and other design fac-
tors affecting embankment and founda-
tion stability (such as berms).
(5) Settlement. Engineering analyses
must be submitted that assess the po-
tential and magnitude of future losses
of freeboard as a result of levee settle-
ment and demonstrate that freeboard
will be maintained within the min-
imum standards set forth in paragraph
(b)(1) of this section. This analysis
must address embankment loads, com-
pressibility of embankment soils, com-
pressibility of foundation soils, age of
the levee system, and construction
compaction methods. In addition, de-
tailed settlement analysis using proce-
dures such as those described in the
COE manual, ‘‘Soil Mechanics Design—
Settlement Analysis’’ (EM 1100–2–1904)
must be submitted.
(6) Interior drainage. An analysis must
be submitted that identifies the
source(s) of such flooding, the extent of
the flooded area, and, if the average
depth is greater than one foot, the
water-surface elevation(s) of the base
flood. This analysis must be based on
the joint probability of interior and ex-
terior flooding and the capacity of fa-
cilities (such as drainage lines and
pumps) for evacuating interior flood-
waters.
(7) Other design criteria. In unique sit-
uations, such as those where the levee
system has relatively high vulner-
ability, FEMA may require that other
design criteria and analyses be sub-
mitted to show that the levees provide
adequate protection. In such situa-
tions, sound engineering practice will
be the standard on which FEMA will
base its determinations. FEMA will
also provide the rationale for requiring
this additional information.
(c) Operation plans and criteria. For a
levee system to be recognized, the
operational criteria must be as de-
scribed below. All closure devices or
mechanical systems for internal drain-
age, whether manual or automatic,
must be operated in accordance with
an officially adopted operation manual,
a copy of which must be provided to
FEMA by the operator when levee or
drainage system recognition is being
sought or when the manual for a pre-
viously recognized system is revised in
any manner. All operations must be
under the jurisdiction of a Federal or
State agency, an agency created by
Federal or State law, or an agency of a
community participating in the NFIP.
(1) Closures. Operation plans for clo-
sures must include the following:
(i) Documentation of the flood warn-
ing system, under the jurisdiction of
Federal, State, or community officials,
that will be used to trigger emergency
operation activities and demonstration
that sufficient flood warning time ex-
ists for the completed operation of all
closure structures, including necessary
sealing, before floodwaters reach the
base of the closure.
(ii) A formal plan of operation in-
cluding specific actions and assign-
ments of responsibility by individual
name or title.
(iii) Provisions for periodic oper-
ation, at not less than one-year inter-
vals, of the closure structure for test-
ing and training purposes.
(2) Interior drainage systems. Interior
drainage systems associated with levee
systems usually include storage areas,
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350
44 CFR Ch. I (10–1–06 Edition) §65.11
gravity outlets, pumping stations, or a
combination thereof. These drainage
systems will be recognized by FEMA on
NFIP maps for flood protection pur-
poses only if the following minimum
criteria are included in the operation
plan:
(i) Documentation of the flood warn-
ing system, under the jurisdiction of
Federal, State, or community officials,
that will be used to trigger emergency
operation activities and demonstration
that sufficient flood warning time ex-
ists to permit activation of mechanized
portions of the drainage system.
(ii) A formal plan of operation in-
cluding specific actions and assign-
ments of responsibility by individual
name or title.
(iii) Provision for manual backup for
the activation of automatic systems.
(iv) Provisions for periodic inspection
of interior drainage systems and peri-
odic operation of any mechanized por-
tions for testing and training purposes.
No more than one year shall elapse be-
tween either the inspections or the op-
erations.
(3) Other operation plans and criteria.
Other operating plans and criteria may
be required by FEMA to ensure that
adequate protection is provided in spe-
cific situations. In such cases, sound
emergency management practice will
be the standard upon which FEMA de-
terminations will be based.
(d) Maintenance plans and criteria. For
levee systems to be recognized as pro-
viding protection from the base flood,
the maintenance criteria must be as
described herein. Levee systems must
be maintained in accordance with an
officially adopted maintenance plan,
and a copy of this plan must be pro-
vided to FEMA by the owner of the
levee system when recognition is being
sought or when the plan for a pre-
viously recognized system is revised in
any manner. All maintenance activi-
ties must be under the jurisdiction of a
Federal or State agency, an agency
created by Federal or State law, or an
agency of a community participating
in the NFIP that must assume ulti-
mate responsibility for maintenance.
This plan must document the formal
procedure that ensures that the sta-
bility, height, and overall integrity of
the levee and its associated structures
and systems are maintained. At a min-
imum, maintenance plans shall specify
the maintenance activities to be per-
formed, the frequency of their perform-
ance, and the person by name or title
responsible for their performance.
(e) Certification requirements. Data
submitted to support that a given levee
system complies with the structural
requirements set forth in paragraphs
(b)(1) through (7) of this section must
be certified by a registered professional
engineer. Also, certified as-built plans
of the levee must be submitted. Certifi-
cations are subject to the definition
given at §65.2 of this subchapter. In
lieu of these structural requirements, a
Federal agency with responsibility for
levee design may certify that the levee
has been adequately designed and con-
structed to provide protection against
the base flood.
[51 FR 30316, Aug. 25, 1986]
§65.11 Evaluation of sand dunes in
mapping coastal flood hazard areas.
(a) General conditions. For purposes of
the NFIP, FEMA will consider storm-
induced dune erosion potential in its
determination of coastal flood hazards
and risk mapping efforts. The criterion
to be used in the evaluation of dune
erosion will apply to primary frontal
dunes as defined in §59.1, but does not
apply to artificially designed and con-
structed dunes that are not well-estab-
lished with long-standing vegetative
cover, such as the placement of sand
materials in a dune-like formation.
(b) Evaluation criterion. Primary fron-
tal dunes will not be considered as ef-
fective barriers to base flood storm
surges and associated wave action
where the cross-sectional area of the
primary frontal dune, as measured per-
pendicular to the shoreline and above
the 100-year stillwater flood elevation
and seaward of the dune crest, is equal
to, or less than, 540 square feet.
(c) Exceptions. Exceptions to the eval-
uation criterion may be granted where
it can be demonstrated through au-
thoritative historical documentation
that the primary frontal dunes at a
specific site withstood previous base
flood storm surges and associated wave
action.
[53 FR 16279, May 6, 1988]
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