Agenda and Minutes 2010-01-06
City of Northampton
Community Preservation Committee
210 Main Street, City Hall
Northampton, MA 01060
Community Preservation Committee
Minutes
DATE: Wednesday, December 6, 2009--- January 6, 2010 meeting
TIME: 7:00pm
PLACE: City Council Chambers (behind City Hall), 212 Main St.
Members Present: Fran Volkmann, Tom Parent, Downey Meyer, Lilly Lombard, Don
Bianchi, Joe Defasio, George Kohout, and David Drake
Members Absent: Brian Adams
Staff Present: Wayne Feiden, Director of Planning and Development
Fran Volkmann opened the public meeting at 7:00pm.
Public Comment
Marlene Morin, Florence, spoke in opposition to the CPC approving an expedited
application for the Bean Farm. She stated three reasons: 1) She doesn’t think that the
property can be developed easily and so isn’t going anywhere. 2) She stated that the City
can exercise its right-of-first-refusal under Chapter 61A if a developer wants to purchase it.
3) She stated that she thinks the state would require agriculture protection if the property is
going to be developed.
Tuesday Gasdengate spoke in favor of preserving the Bean Farm, but that it should not be
an expedited application and should go through the same process as any other project.
David Herships said that the Recreation Feasibility Study, funded by the CPC, should be
completed prior to moving forward on the Bean Farm. He noted that he is opposed to CPA
money being used for feasibility studies and for spending money on church historic
restorations in violation of separation of church and state. He also noted that eligibility
forms should require more information to avoid poor projects from going so far through the
process.
Minutes of 12/16/09
Upon motion by David Drake and second by George Kohout, the CPC voted unanimously
to accept the minutes of 12/16/09.
Chair's Report
Fran Volkman gave her report:
1. She introduced Sarah LaValley, who will serve as the new staff person for the
Community Preservation Committee.
2. She reported that Brian Adams is the new City Council elected member to the CPC,
but had a conflict from before he was elected and could not attend. He will start
attending the next meeting.
3. She reported that VCDC received state funding to complement two recently CPA
funded CPA projects.
4. She reported that Stuart Sagimore, CPA Coalition, called reported that their annual
meeting with be in Northampton this year.
5. She reminded members to call staff or the chair if they are not going to be attending
a meeting.
6. She reported that she will be away for the second January and both February CPC
meetings, as she is each year, and Tom Parent will chair in her absence.
Request for Expedited Review
Fran Volkman opened the discussion by going over the steps the CPC needs to consider
before considering whether the commission is willing to undertake an expedited review.
1. Expedited review is required for successful completion of project
2. High priority projects are supported by expedited review and why is the project
important to CPA purposes.
There was discussion about the urgency of the purchase and what options the property
owner has if the City does not move forward. Feiden explained how the property could be
developed as a single development, with the city having a right of first refusal, or as a series
of spaghetti lots, which would be extremely difficult for the City to exercise a right of first
refusal and know that this would ever be a logical property.
Lilly Lombard expressed concern that paying for 100% of the purchase is too great. Feiden
suggested expedited review process be approved and these discussions be held on January
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20, when the City has a chance to prepare a budget and pursue current options.
Don Bianchi said that he was not yet sold that the expedited review is necessary to prevent
the project from failing.
Downey Meyer said that he believes that the project meets the need for urgency, without
committing to any outcome on a fuller assessment.
David Drake pointed out that in December the CPC wanted a clear open and transparent
procedure before moving forward. He said that now that such a process has been created,
he is comfortable authorizing the expedited review.
Fran Volkman said that the CPC said that as soon as there was a process in place that they
could trust they would be willing to move forward, and she believes that that process is now
in place. She stated that she believes that all three of the proposed uses (recreation,
conservation, and agriculture) are excellent uses and she is happy to move forward. The
issues she has are more about how to respond to the application, and not about approving
the expedited application.
Don Bianchi said that he believes that the process for the Bean Farm is fine and has no
issue, but he believes that the bar for expedited review should be higher. Only projects of
great risk should not be considered for expedited consideration and the project has to be of
great value.
Joe Defasio asked if the current purchase and sale agreement could be complied with if
expedited review is not approved before City Council votes on a purchase (NO) and will it
die if the project is not funded before City Council votes (NO, unless City Council decides
not to go forward).
Lundy Bancroft asked how long the project would have to be delayed to open up other
funds.
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Feiden said that we are working on this and aim to answer these questions on January 20,
and may ask for an extension if we are not ready then.
Downey Meyer pointed out that the project
George Kohout said that his hesitancy in moving forward on an expedited review makes it a
non-level playing field, but he doesn’t know what the other projects are that it would be
competing with.
Tom Parent said it was clear that this project is not asking for expedited review to have an
unlevel playing field but is because of the complications of the deal. He pointed out that
the City’s deal is to purchase the land without most of the more expensive frontage and that
if we didn’t go forward we could be competing with someone with a P&S to purchase the
entire property.
David Drake said that he could comfortably vote for expedited review without it
influencing his ultimate vote on whether he supports or doesn’t actually funding the project.
Downey Meyer pointed out that the Purchase and Sale Agreement is a very complex
process that requires lots of time and if the city does not move forward it makes it much
easier for private parties to move forward because they will have all of the information on
what it takes to make the deal to go forward, information that usually is very difficult to
come by. He said that he is convinced to move forward on an expedited review without
committing to a final vote.
Lilly Lombard said that she loves the thoughtful discussion and is very appreciative. She
said that she is willing to consider the application and had some questions about the time
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schedule understanding the City Council vote by February 5 and a later vote for CPA
funding.
Don Bianchi said he is willing to move forward to authorize expedited review if CPC is in
agreement that:
1) The applicant document in their application why expedited approval is necessary for the
project to be successful with the open space, recreation, and conservation uses; and
2) The applicant explore a request for non-refundable deposit money for more time.
David Drake motioned to accept expedited review, seconded by Tom Parent.
Don Bianchi motioned an amendment adding a condition that the applicant document in
their application why expedited review is necessary. It failed for lack of second.
Lilly Lombard motioned that and Don Bianchi seconded an amendment the applicant
explore with the seller what kind of at-risk deposit the seller would want to extend the P&S
by six months. George Kohout and Downey Meyer said the motion is unnecessary because
the applicant has heard the request. David Drake said he is not going to vote for this
amendment because it might prejudge how the CPC will ultimately vote on the property.
David said he might vote against the project even though he loves it simply because of cost,
but that is not what tonight’s vote is all about. Tom Parent said that the discussion on this
approach should wait two weeks and it is too early for this now. Lilly Lombard said that
she doesn’t think this vote prejudges any ultimate vote. The CPC voted 2-6 on the
amendment (defeated).
The CPC voted 6-2 on approving the request for expedited review.
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The applicant will submit the application by January 18 or 19. The CPC meet on January
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20, present their questions and requests for additional information. The applicant will
address questions in writing in late January. The CPC will have a goal, which they may or
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may not be able to meet, to vote on February 3.
The CPC went over some questions that they knew one or more members wanted to ask:
Include a recreation needs and options assessment.
Include explanation of why time is critical.
Include options for getting purchase and sale agreement extended six months.
Discuss capital costs included in application and capital costs that may be and whether there
would likely be future requests for future CPA requests for funding for the site.
Upon motion by Tom Parent and second by Downey Meyer approved the schedule for
round 2 CPA unanimously.
The CPC reviewed the Fall 2009 Look Park project and agreed that the project was fully
eligible for CPC funding as creation of new recreation areas and not as maintenance or
capital improvements for existing areas. George Kohout prepared a summary documenting
this, which will be entered into the Look Park project file as the basis for the CPC’s
decision. Based on this decision, the CPC did not take any action on reducing Look Park’s
allocation.
The CPC agreed on some future agenda items:
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Monitoring and Reporting—discussion on February 17
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Public Access—discussion to be on March 3
The CPC reviewed the City Clerk’s report and budget and agreed to authorize them to
proceed.
The CPC adjourned at 9:40 PM.
Financial update
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Discussion of bonding models
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Schedule for Round 2, 2010
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Other Business
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CPC Project Review Schedule Round __2___ Year __ 2010___
Step in Process Date CPC Meetings/Activities
Eligibility Sheets due Aug 09
Aug 18
Q & A for applicants Sep 01
Applications due Sep 08
Packets to Cte members Sep 10 Sep 15
Cte member’s questions for applicants Sep 17
Due in OPD, 10:00 am
Questions for applicants compiled Sep 22
and sent
Site visits Sep 25 Sep 25 (Sat)
Replies to questions due from Sep 29
Applicants (will be compiled and e-mailed
to Cte members by Oct 05
Meeting(s) with applicants Oct 06
Oct 20
Public Hearing/begin recommendations Nov 03
Complete recommendations Nov 17
Recommendations to Mayor Nov 22
Possible City Council votes Dec 02, 16
Dec 01
CPC Debrief/other business Dec 16
City of Northampton
Community Preservation Committee
210 Main Street, City Hall
Northampton, MA 01060
Community Preservation Committee
DATE: Wednesday, December 16, 2009
TIME: 7:00pm
PLACE: City Council Chambers (behind City Hall), 212 Main St.
Contact:
Fran Volkmann, Chair, Community Preservation Committee
Franv@comcast.net
Tom Parent, Vice Chair, Community Preservation Committee
ParentBridge@hotmail.com
Wayne Feiden, Community Preservation Planner
wfeiden@northamptonma.gov
(413) 587-1265
Agenda
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Public Comment
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Minutes of 12/02/09
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Chair's Report
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Election of Chair and Vice Chair for 2010
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Report of the working group on Monitoring and Reporting
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Identification of areas where the Plan needs revision
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Other Business
For additional information please refer to the Community Preservation Committee website:
http://www.northamptonma.gov/cpc
City of Northampton
Community Preservation Committee
210 Main Street, City Hall
Northampton, MA 01060
Community Preservation Committee
Minutes
DATE: Wednesday, December 16, 2009
TIME: 7:00pm
PLACE: City Council Chambers (behind City Hall), 212 Main St.
Members Present: Fran Volkmann, Tom Parent, Downey Meyer, Lilly Lombard, Don
Bianchi, Jack Hornor, and George Kohout
Staff Present: Carolyn Misch, Senior Planner Office of Planning & Development
Fran Volkmann opened the public meeting at 7:00pm.
There was no public comment.
Acceptance of 12/2/2009 Minutes
The CPC approved the minutes by consensus, with changes noted.
Chair's Report
Ms. Volkmann noted that the new CPC member would be present at the first meeting in
January and would be confirmed by Council this week.
Also noted were upcoming deadlines for eligibility sheets (due 1/8) after the 1/6 meeting.
Volkmann raised this issue of holding the election without all members present and sought
feedback about holding off until the new CPC member is on board.
Committee discussed pros and cons of waiting versus holding the election now.
Volkmann suggested waiting to see if other members would come so the election could be
held later in the agenda.
Report on Monitoring Process:
Downey Meyer distributed handout of monitoring sheet that he and Tom Parent had been
designing. Meyer described the details of the monitoring system and requested feedback
from the Committee as well as Office of Planning and Development staff.
COMMUNITY PRESERVATION
PROJECT MONITORING SHEET
1. Project title:
2. Project contact information:
3. Brief project description:
4. Recommendation amount:
5. City Council action: (amount voted, first reading date, second reading
date)
6. CPC contract fully executed on:
7. Date of first disbursement of funds:
8. Date disbursement of funds completed:
Conditions to be Satisfied Before Work Begins
9.
10.
Conditions to be Satisfied by the Project Completion Date
11. Contract Condition #1:
12. How was Condition #1 fully satisfied? (If Condition #1 was not fully
satisfied, please describe why this occurred, and whether any CPC
action is needed as a result.)
13. Contract Condition #2:
14. How was Condition #2 fully satisfied? (If condition was not fully
satisfied, please describe why this occurred, and whether any CPC
action is needed as a result.)
15. Contract Condition #3:
16. How was Condition #3 fully satisfied? (If condition was not fully
satisfied, please describe why this occurred, and whether any CPC
action is needed as a result.)
17. Was the work contemplated by the CPC recommendation for this
project completed in full? (If all of the work contemplated was not
completed, please describe the work that was not done, and indicate
why this occurred.)
Ongoing Conditions Extending Beyond the Project Completion Date
18. Contract condition #4:
19. Describe the project applicant's efforts to satisfy Condition #4? (If
condition has not been satisfied to date, please describe why this
occurred, and whether any CPC action is needed as a result.)
20. Contract condition #5:
21. Describe the project applicant's efforts to satisfy Condition #5? (If
condition has not been satisfied to date, please describe why this
occurred, and whether any CPC action is needed as a result.)
22. If a condition of the approval of this project was the recording of an
affordable housing restriction, historic preservation restriction,
conservation restriction, agricultural preservation restriction, or other
deed restriction, please provide following information: 1) the identities
and contact information for all holder(s) of the restriction and all parties
empowered to enforce the restriction, 2) the date that this restriction was
recorded in the Registry of Deeds, and 3) the book and page number
where the restriction is recorded.
23. If a restriction was recorded, when and how were all parties with an
interest in enforcing the restriction notified? (If notification was done
by letter, then a copy of that letter should be attached to this monitoring
report, along with any reply from those parties.)
24. Is there any other information that came to light during the completion
of this project that should be brought to the attention of the Community
Preservation Committee, in order to improve the effectiveness of its
policies and procedures with respect to project monitoring?
How should we monitor a Preservation Restriction to ensure its effectiveness?
To protect both the property owner and the restriction-holder, it is important that there be a
clear set of procedures and policies to guide the administration and monitoring of a
Preservation Restriction. The key to avoiding problems and court costs is catching problems
before changes are made to the property. To that end, the following steps are recommended:
1. Designate a Preservation Restriction administrator. The organization holding the
restriction should designate an administrator (perhaps the Secretary or President of
the organization, or an employee) who is the primary contact person if a property
owner has questions about the restriction. Communication is essential if there is a
transfer of ownership, so administrators may want to initiate contact with new
property owners. Ideally, administrators should be knowledgeable about historic
architectural and building technology in order to insure that they can identify
unapproved work or areas of concern for repair. Cape Cod Commission staff may
also be contacted to assist with these issues.
2. Arrange annual on-site meetings. The administrator should be responsible for
arranging annual on-site meetings with the property owner to assess the current
condition of the property, to discuss the terms of the restriction, and to answer any
questions the owner may have.
3. Maintain annual status reports on the property. The administrator should follow up
annual on-site meetings with a written “status report” on the property, citing the
owner's compliance with the restrictions and the general condition of the property.
4. Alert town departments and agencies. Work with town permitting departments and
assessors to put a “red flag” on properties with a Preservation Restriction, and ask
the town to notify the restriction holder (Local Historical Commission or other
entity) any time a development permit is sought for one of these properties.
George Kohout asked how this would be incorporated with existing data management
infrastructure within the city and suggested that it be designed to easily function within it.
There was discussion regarding the administering of preservation restrictions beyond the
contract completion period and whether such administration could be delegated to staff or
other city entities or CPC itself.
Jack Hornor noted that monitoring is the key and enforcement of such restrictions are more
easily figured out at the time given specific circumstances of the program.
Meyer suggested that administered by ensuring that conditions are satisfied by staff who
could then bring it to CPC’s attention.
CPC could determine the most appropriate authority to enforce.
Don Bianchi and Jack Horner both suggested that the administrative funds could be applied
toward monitoring efforts.
Meyer noted that monitoring the accuracy of the budget estimates was an important part of
overall monitoring in order to track and learn how applications/contracts might need
adjusting in the future based on current experiences.
Tom Parent asked if payments could be phased to ensure recording of restrictions were
completed prior to the final payment.
Meyer suggested such a practice might not work in all situations particularly in land
acquisition and that typically restrictions are recorded simultaneously with the closings
which is the time that you need 100% of the funds.
Hornor confirmed tension between competing timelines for needing the funds and the
restrictions being recorded. He suggested it might be best to evaluate on a case-by-case
basis.
Bianchi asked staff how the city typically handled closings and restrictions and whether in-
house council was involved.
Staff confirmed.
George Kohout noted that the monitoring program format presented was a great tool and
asked how it might apply retroactively?
Tom Parent suggested that each member of the CPC test the program by applying to an
existing contract.
Fran Volkmann asked who would be charged with overseeing monitoring?
George Kohout and Lilly Lombard agreed that CPC staff would do it because it is part of
the contract work.
Hornor noted that some projects would need more monitoring and annual monitoring than
others but it would not be an entirely new/separate function for staff.
Volkmann suggested that this be put forth on the next agenda and that CPC members
should provided comments to Downey.
George Kohout asked whether the existing spreadsheets maintained by staff were
incorporated or would be.
Downey noted that potentially they could be tied together but mostly they were financial
sheets.
Elections
Volkmann opened the floor for elections.
Upon motion by Jack Hornor and second by Tom Parent, Hornor nominated Volkmann for
Chair.
No other nominations were forthcoming.
Upon motion by Tom Parent and second by Don Bianchi, the Committee voted
unanimously to close the nominations.
It was noted that there was no need to vote since there was only one nomination.
Volkmann opened nominations for Vice Chair.
Upon motion by Jack Horner and second by Don Bianchi, Hornor nominated Downey
Meyer for Vice Chair.
Meyer noted his uncertainty as Conservation Commission representative through the spring
and declined the nomination.
Upon motion by Don Bianchi and second by George Kohout, Bianchi nominated Lilly
Lombard for Vice Chair.
Lombard noted her reservations about serving in the role and the prospect of being Chair in
a year and thus declined the nomination.
Tom Parent volunteered to stay on through June as Vice Chair.
Upon motion by George Kohout and second by Downey Meyer, George Kohout nominated
Tom Parent for Vice Chair.
Plan Revisions
Don Bianchi reported that no changes were necessary in the housing section.
Volkmann asked whether it would be appropriate to incorporate a reference to the housing
needs assessment that was funded by CPC.
Hornor agreed it would be appropriate.
Downey Meyer reported on the open space section and that the only change would be to
extend the date by which the city’s open space plan would be completed (2010).
There was no discussion of the historic preservation sections due to David Drake’s absence.
Tom Parent noted that no changes were needed to the recreation section.
Committee discussed application submission process and requirements that should be added
to the plan.
Fran Volkmann suggested that the allowable spending matrix included in the plan should be
attached to the application process as recommended by the Community Preservation
Coalition.
Committee agreed that it might be beneficial to include it as part of the application in the
next round as a trial.
Other Business
Public Access- Should be put on the next agenda.
Bean Farm- discussion of draft resolution going before council. Volkmann noted that the
CPC generally could agree that they would not hold up the process to purchase the farm if
there is a process on how to determine its ultimate use.
There was discussion on clarification of timing and submission of expedited review and
whether or not an extra meeting would be necessary between now and the 1-6-10 meeting.
George Kohout noted his only concern about expedited reviews in general was that they
couldn’t be weighed against other projects.
It was clarified that the CPC would not need to know use of all acreage, but just general
numbers to determine the category of funding. The CPC needs the expedited review
request in writing consistent with the adopted policy.
Upon motion by George Kohout and second by Don Bianchi, the committee voted 6-
1(Lombard opposed) to approved of the proposed schedule:
If council adopts process substantially similar to the draft resolution, then CPC could
entertain the request for the expedited review at the 1-6-10 meeting with a full application
at 1-20. Potentially the process group would have met by the time the full application is
submitted.
Look Park-Fran Volkmann presented the question that was emailed from a resident about
legality of the CPC grant to Look Park.
Committee discussed rationale for allowing the recreational field that will be located on
previously inaccessible portions of the park.
Committee discussed contradictory and gray nature of the regulations relating to funds used
for recreational purposes and the clear rules that were not applicable in this situation.
There was discussion about how to address the ambiguities in the regulations and court
decision on this issue. Based upon the budget, it was clear that $55,000 of the $75,000
were clearly for preservation of the asset and the only issue that was unclear was the
remaining $20,000 for the creation of new recreation space at the park.
Upon motion by Lilly Lombard and second by George Kohout, the Committee voted
unanimously to request that Council reduce the allocation to Look Park from $75,000 to
$55,000 if after consultation with the Mayor, this $20,000 is determined to be outside the
scope of the CPA rules.
The CPC adjourned at approximately 10:00 PM.
Statement by Don Bianchi Presented at 12/2/09 Meeting of the Northampton
Community Preservation Committee
Preface
The Northampton Community Preservation Committee, at its regularly scheduled November
18 meeting, made a series of recommendations to the Mayor on projects and programs for
CPA funding. Included among our recommendations is $37,500 for the Valley CDC
Homeownership Sustainability Program, over the course of two fiscal years. Because of her
concerns about whether the Program’s use is eligible under the Community Preservation Act,
the Mayor asked the City Solicitor for an opinion on this. The City Solicitor has ruled against
the CPC Recommendation, citing opinion letters issued by the Massachusetts Department of
Revenue, and noting the legal risk and the precedent relative to other requests for funds that
fall outside the current legal umbrella of the CPA.
Based on this information, and the likelihood that City Council would not approve this award
given the concerns expressed by the City Solicitor, I would like to enter the following
statement, in its entirety, into the minutes of today’s CPC meeting. I also request that the
Northampton CPC endorse sending a letter to the Community Preservation Coalition
requesting it take action as described in the following statement.
Statement
Absent a change in State law or a new guidance issued by the Massachusetts Department of
Revenue, it is likely that Northampton CPA funds will not be awarded to Valley CDC’s
Northampton Homeownership Sustainability Program. This is bad news for community
preservation in Northampton. I had hoped that the City Solicitor would come to a different
conclusion, and I think she could have reasonably come to a conclusion that the Program is an
eligible use of CPA funds. However, I cannot say that the City’s Solicitor’s Opinion, or the
Mayor’s insistence on getting the City Solicitor’s Opinion before recommending this award to
the City Council, are unreasonable. Opinion letters previously issued by the DOR for other
communities have clearly created a degree of ambiguity about the eligibility of the Program for
CPA funds.
Nonetheless, the ambiguity created by the DOR Opinion letters has done damage to
community preservation in Northampton, and to the extent that similar programs in other
communities are not awarded CPA funds due to similar eligibility concerns, these Opinion
letters have done damage to community preservation statewide. There is currently legislation
under consideration by the Massachusetts Legislature, that would remove the ambiguity and
make clear that programs like the Valley CDC Program are an eligible use of CPA funds.
However, in my opinion, this damage done to community preservation by the DOR letters is
unnecessary, and is within the power of DOR to undo, irrespective of any legislative change in
the CPA law.
As stated in the CPA application, the Program proposed by Valley CDC would provide post-
purchase counseling to at least 45 Northampton homeowners at or below 100% of area
median income. The application goes on to state the following
“The counseling will primarily focus upon foreclosure prevention and advocacy for
homeowners seeking loan modifications for high cost mortgages. We will also provide
counseling and home retention advocacy for Northampton homeowners with
conventional mortgages who are at risk of foreclosure due to job loss, income
reduction, illness or other financial hardships.”
Valley CDC requested $42,446 for this program over an 18-month period, to support Valley
CDC’s costs of running the program over this period. The CPC recommended $37,500 in
funding for the program.
In its letter dated September 24, 2007, in a response to a City or Town whose name has been
redacted, the key portion of the letter from the DOR cited by the City Solicitor in her Opinion,
states the following:
“We understand that some have interpreted support to mean that fund monies can be
used to provide financial support or assistance directly to individuals. When read in the
context of the entire statute related to allowing spending for community housing ("for
the acquisition, creation, preservation and support of community housing.."), however,
we have concluded that the support or assistance is in furtherance of the housing, i.e,
assistance that results in additional community housing assets.”
However, the request from the Town for guidance to the DOR, dated August 6, 2007, seeks
guidance on two specific purposes of CPA funds: providing rental housing assistance vouchers
and providing loans from a revolving loan fund account for first and last month’s rent and
security deposit. Both of these proposed uses involve cash assistance directly to individual
households, and both were ruled ineligible by the Assistant Town Attorney.
The DOR’s letter in response to the inquiry states that the Town Attorney’s position is
consistent with the DOR’s interpretation of the statute, because the purpose of the Statute is
to expand a community’s physical assets in four areas, including affordable housing. The letter
then goes on to acknowledge that the statute provides that CPA funds may be used for
“support of community housing,” and concludes with the language noted above in addressing
this.
This creates unnecessary ambiguity because, in response to a question as to whether two
programs that provide cash assistance to individuals is eligible for CPA funding, the DOR
letter responds by citing that “some” have interpreted this to mean that CPA funds can be
used “to provide financial support or assistance directly to individuals”, and concludes that the
“support or assistance” should be in furtherance of the housing itself. The phrase “financial
support or assistance” can mean two possible things- it can mean “financial support or
financial assistance directly to individuals” or it could mean “financial support or other non-
financial assistance directly to individuals”. This language confusion is not addressed by the
DOR- but the very existence of this confusion could lead a prudent Town Counsel, acting
conservatively, to interpret that any assistance to individuals, whether financial or otherwise, is
inconsistent. I believe that, at a minimum, the DOR should explicitly clarify whether it intends
to cast doubt on the eligibility of all assistance to individuals or specifically financial assistance
to individuals.
Even if the DOR were to clarify that their earlier Opinion is intended to cast doubt on non-
financial support to individuals as an eligible use, I believe that DOR should be asked to
reconsider this decision, in light of information that has come to bear since those Opinions
were issued. I think that a legitimate case could be made, in the wake of the dramatically
increased level of foreclosures since 2007, that providing pre-purchase and post-purchase
counseling to low and moderate income homebuyers is in the interest of preserving the
community housing assets. Given the glut of subprime mortgage products that were offered
to homebuyers who did not receive such counseling, and the resultant impact on both
individual families and the broader community of foreclosure (including depressed property
values and in some places significant neighborhood disinvestment and deterioration), a
compelling argument can be made that counseling to lessen the likelihood of foreclosure,
whether pre-purchase or post-purchase, is in the interest of preserving a community’s housing
assets.
As the organization that represents community preservation coalitions statewide, I would like
to request that the Massachusetts Community Preservation Coalition proceed to do the
following:
1. Continue to aggressively pursue passage of legislation to clarify that assistance to
qualified individuals and families to acquire and preserve housing is an eligible use of
CPA funds:
2. Ask the DOR to clarify whether it’s letter of September 24, 2007 was intended to apply
to financial assistance or to all assistance to individuals; and
3. Request the DOR to offer a new opinion that defines non-financial assistance to
qualified individuals and families to assist them to acquire or preserve homes to be in
the interest of creating or preserving community housing and should thus be
considered an eligible use of CPA funds.
In the last paragraph on page three of her December 2, 2009 Opinion, the City Solicitor
recommends against the City using CPA funds to fund this program “until, and unless, the
current statute is amended to allow the use of funds to individuals in the community housing
context.” I would hope that if the DOR issues guidance that, under current law, such
assistance is eligible under the CPA Act, the City Solicitor would reach a different conclusion.
Characteristics of Good Process
1. Good process is educational. It brings everyone to a shared level of
information. It elicits information from knowledgeable people who hold
different perspectives.
2. Good process explores possibilities. It is visionary. It encourages the
exploration of many options for solving the problem at hand. The
exploration of options is based upon sound information, not just opinion.
3. Good process is interactive. Information and ideas do not flow in only one
direction. Anyone who is interested has the opportunity to contribute
information and ideas, to ask questions and receive answers. The process
involves active outreach to persons and groups who might have special
interest in the outcomes. Opportunities for the exchange of information and
ideas are scheduled well in advance of decision-making.
4. Good process is transparent. Information is disseminated widely as it
becomes available. Vehicles for dissemination are widely publicized.
5. Good process provides a predictable and trustworthy structure for decision-
making.
a. Everyone knows from the outset who will make recommendations;
who will make decisions;
b. Groups responsible for the process include members who are
known to be disinterested about outcomes and committed to good
practice.
It is critically important for every stakeholder to realize that his or her ideas may not
prevail in the end. Including all of the above elements in the process helps to
ensure that recommendations and decisions are made in an informed, open, and
respectful way and are not controlled by a small number of people committed to a
particular outcome. Good process thus makes it easier for stakeholders to accept
what they may see as a negative decision, and builds trust instead of resentment
going forward.
Prepared by Fran Volkmann for the Northampton Community Preservation Committee
Fall ‘09